Admitting Moscow Dealers to Trading

Executing Contracts

Admission to trading in the government-backed securities market is granted in accordance with the Rules of Operation for Government-Backed Securities Trading on the MICEX Electronic System.

The procedure for executing contracts:

A)
Execute the Contract for Performing Dealer Functions in the GKO/OFZ Market with the Bank of Russia

The Bank of Russia’s Moscow Main Territorial Administration; Tel.: +7 495 950–08–95, +7 495 950–08–97 or contact the Bank of Russia’s Main Territorial Administration where the organization is registered

B)
Execute the Contract for Settlement Services in the GKO/OFZ Market with the MICEX Settlement House

The MICEX Settlement House Department of Corresponding Accounts and Settlements, +7 495 745–81–09, +7 495 705–96–26

C)
Execute the Contracts for Depository Services in the GKO/OFZ Market with the National Depository Center

The NDC Customer Service Department,
Olga Vasilyevna Fedorenko, +7 495 956–27–89.

D)
Execute the following contracts with MICEX:

The contracts must be executed in two copies, sealed, and signed by the head of the organization. If the person signing contracts for the Dealer is empowered to sign by a power of attorney or any other document, a notarized copy of this document must be provided.

The list of documents required for signing contracts:

a notarized bank card with the seal and signature of the person authorized to sign contractual documents;
notarized copies of the Dealer’s Charter and excepts of the resolution made by the Dealer’s authorized body granting the head of the executive body and other persons authorization to act in the name of the Dealer without a power of attorney;
information needed for drawing up invoices;
Trader’s data record card;
powers of attorney in the names of representatives authorized to perform operations in the GKO/OFZ market and other actions in accordance with the supplements to the Rules of Operation for Government-Backed Securities Trading on the MICEX Electronic Trading System and the contract for Providing Technological Access to the MICEX Software and Hardware Complex;
the primary trading identification (Supplement No.7 to the Rules of Operation for Government-Backed Securities Trading on the MICEX Electronic Trading System);
2 copies of the power of attorney authorizing MICEX to perform operations in the OSM (Supplement No.8 to the Rules of Operation for Government-Backed Securities Trading on the MICEX Electronic Trading System).

The Dealer must submit a power of attorney for receiving and transferring documents in the name of the employee authorized to act as an intermediary between the Dealer and MICEX for the purposes of being granted admission to trading in the GKO/OFZ market.

Administrative Support Office, the ZAO MICEX Department of Government Securities and Money Market Instruments,
Galina Vasilyevna Makarova, +7 495 705–96–54